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Lazard, Inc. — Director's Dealing 2023
Feb 28, 2023
31019_dirs_2023-02-28_47f95e90-a2a3-4d0b-8012-42eadaddc686.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2023-02-24
Reporting Person: RAGONE DOMINICK (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-24 | Restricted Class A Common Stock | A | 99 | — | Acquired | 7342 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-24 | Restricted Stock Units | $ | A | 391 | Acquired | Class A Common Stock (391) | Direct |
Footnotes
F1: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 3, 2025 and approximately 67% will vest on or around March 2, 2026.
F2: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.
F3: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person.
F4: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
F5: Each RSU represents a contingent right to receive one share of Class A Common Stock.
F6: Of these RSUs, 112 will vest on or around March 1, 2023, 113 will vest on or around March 1, 2024, 99 will vest on or around March 3, 2025 and 67 will vest on or around March 2, 2026.