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Lazard, Inc. — Director's Dealing 2023
Mar 3, 2023
31019_dirs_2023-03-03_63fef090-4c64-44ea-866a-5b2e8f63b747.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2023-03-01
Reporting Person: Soto Alexandra (Exec Human Capital & Workplace)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-01 | Class A Common Stock | M | 28215 | — | Acquired | 114109 | Direct |
| 2023-03-01 | Class A Common Stock | F | 13262 | $37.36 | Disposed | 100847 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | Restricted Stock Units | $ | M | 28215 | Disposed | 2023-03-01 | Class A Common Stock (28215) | Direct |
Footnotes
F1: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.
F2: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).
F3: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1).
F4: Each RSU represents a contingent right to receive one share of Class A Common Stock.