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Lazard, Inc. — Director's Dealing 2023
Mar 10, 2023
31019_dirs_2023-03-10_5e5f5dc5-59bf-4f73-9f00-7f43f197043f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2023-03-08
Reporting Person: Lewis William M Jr (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-08 | Class A Common Stock | M | 29980 | — | Acquired | 139884 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-08 | Restricted Participation Units | $ | M | 29980 | Disposed | Class A Common Stock (29980) | Direct |
Footnotes
F1: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.
F2: Amount excludes 6,675 Deferred Stock Units directly or indirectly owned by the reporting person.
F3: Represents a prior grant of PRUs eligible to be sold.
F4: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.
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