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Lazard, Inc. — Director's Dealing 2022
Mar 1, 2022
31019_dirs_2022-03-01_6b59cd4c-e93d-4dde-9f70-579dfff86793.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2022-02-25
Reporting Person: RAGONE DOMINICK (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-25 | Restricted Class A Common Stock | A | 121 | — | Acquired | 14908 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-25 | Restricted Stock Units | $ | A | 320 | Acquired | Class A Common Stock (320) | Direct |
Footnotes
F1: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.
F2: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.
F3: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person.
F4: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
F5: Each RSU represents a contingent right to receive one share of Class A Common Stock.
F6: Of these RSUs, 128 will vest on or around March 1, 2022, 118 will vest on or around March 1, 2023 and 74 will vest on or around March 1, 2024.