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Lazard, Inc. — Director's Dealing 2020
Aug 19, 2020
31019_dirs_2020-08-19_862e5de4-6ad5-4555-98a9-3da6c574abf7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2020-08-17
Reporting Person: HAASS RICHARD N (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-17 | Deferred Stock Units | $ | A | 1084 | Acquired | Class A Common Stock (1084) | Direct |
Footnotes
F1: The reporting person has elected to receive Deferred Stock Units ("DSUs") in lieu of all or a portion of such reporting person's cash compensation under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.
F2: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.
F3: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.