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Lazard, Inc. — Director's Dealing 2020
Nov 18, 2020
31019_dirs_2020-11-18_b82693bc-1b6b-4076-9be1-9522f8d00677.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2020-11-16
Reporting Person: HAASS RICHARD N (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-16 | Deferred Stock Units | $ | A | 943 | Acquired | Class A Common Stock (943) | Direct |
Footnotes
F1: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.
F2: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.
F3: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.