AI assistant
Lazard, Inc. — Director's Dealing 2020
Dec 31, 2020
31019_dirs_2020-12-31_bf1d4400-7c68-4906-9d93-badb76d476e7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2020-02-28
Reporting Person: Russo Evan L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-28 | Class A Common Stock | G | 83493 | $0.00 | Disposed | 12843 | Direct |
| 2020-12-28 | Class A Common Stock | G | 83493 | $0.00 | Acquired | 83493 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (9821) | 9821 | Direct |
Footnotes
F1: On December 28, 2020, 83,493 shares of Class A Common Stock held through a limited liability company were transferred to a trust of which the
reporting person's immediate family members are beneficiaries.
F2: Amount excludes 8,160 Performance-based Restricted Stock Units and 15,305 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.
F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
F4: These RSUs will vest on or around March 1, 2021.
F5: This form amends in part a Form 4 filed on March 3, 2020. On that date, the reporting person reported RSUs beneficially owned as 5,558, not 8,644.