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Lazard, Inc. — Director's Dealing 2016
Nov 22, 2016
31019_dirs_2016-11-22_e6430aa1-1a09-4604-8033-74b258ca8194.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2016-11-18
Reporting Person: BHUTANI ASHISH (Director, CEO of Lazard Asset Management)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Restricted Stock Units | $ | A | 3105 | Acquired | Class A Common Stock (3105) | Direct |
Footnotes
F1: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards.
F2: Amount excludes 447,916 shares of Class A Common Stock and 56,177 PRSUs beneficially owned by the reporting person.
F3: Each RSU represents a contingent right to receive one share of Class A Common Stock.
F4: Of these RSUs, 832 will vest on or around March 1, 2017, 760 will vest on or around March 1, 2018, and 1,513 will vest on or around March 1, 2019.