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Lazard, Inc. — Director's Dealing 2015
Nov 17, 2015
31019_dirs_2015-11-17_47fb085b-dde9-4f28-bd69-65f516cd6ad3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2015-11-13
Reporting Person: BHUTANI ASHISH (Director, CEO of Lazard Asset Management)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-13 | Restricted Stock Units | $ | A | 2302 | Acquired | Class A Common Stock (2302) | Direct |
Footnotes
F1: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit awards.
F2: Each RSU represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
F3: Of these RSUs, 1,059 will vest on or around March 1, 2016, 650 will vest on or around March 1, 2017, and 593 will vest on or around March 1, 2018.
F4: Amount excludes 380,426 shares of Class A common stock of Lazard Ltd and 143,606 Performance-based Restricted Stock Units beneficially owned by the reporting person.