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Lazard, Inc. — Director's Dealing 2014
May 28, 2014
31019_dirs_2014-05-28_83a17a74-cf2c-4733-b800-66656e47a1e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2014-05-23
Reporting Person: Stern Alexander F. (Chief Operating Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-23 | Restricted Stock Units | $ | A | 1321 | Acquired | Class A common stock (1321) | Direct |
Footnotes
F1: Additional Restricted Stock Units were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Restricted Stock Unit and Performance-based Restricted Stock Unit awards.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
F3: Of the 1,321 Restricted Stock Units acquired, 589 vest on or around March 2, 2015, 295 vest on or around March 1, 2016 and 437 vest on or around March 1, 2017.
F4: Amount excludes 602 shares of Class A common stock and 27,402 Performance-based Restricted Stock Units beneficially owned by the reporting person.