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Lazard, Inc. — Director's Dealing 2013
Aug 27, 2013
31019_dirs_2013-08-27_957c4cd8-3602-46d4-a7f2-f2810eaaffe5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2013-08-23
Reporting Person: BHUTANI ASHISH (Director, Vice Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-23 | Restricted Stock Units | $ | A | 2047 | Acquired | Class A common stock (2047) | Direct |
Footnotes
F1: Additional Restricted Stock Units were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Restricted Stock Unit and Performance-based Restricted Stock Unit awards.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
F3: Of the 2,047 Restricted Stock Units acquired, 867 vest on March 3, 2014, 775 vest on March 2, 2015 and 405 vest on March 1, 2016.
F4: Amount excludes 388,975 shares of Class A common stock and 21,200 Performance-based Restricted Stock Units beneficially owned by the reporting person.