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Lazard, Inc. — Director's Dealing 2013
Feb 14, 2013
31019_dirs_2013-02-14_bd293127-1ea3-4b5d-9d84-cd0c68e8bcec.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2012-12-31
Reporting Person: Hittner Richard (Former Chief Acct Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-23 | Restricted Stock Units | $ | A | 149 | Acquired | Class A common stock (149) | Direct | |
| 2012-12-17 | Restricted Stock Units | $ | F | 559 | Disposed | Class A common stock (559) | Direct | |
| 2012-12-27 | Restricted Stock Units | $ | A | 277 | Acquired | Class A common stock (277) | Direct |
Footnotes
F1: Additional Restricted Stock Units were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying Restricted Stock Unit award.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
F3: The Restricted Stock Units vest on dates that are provided in the applicable Restricted Stock Unit award agreement.
F4: Restricted Stock Units were withheld by the Company to cover estimated tax obligations.
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