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Lazard, Inc. — Director's Dealing 2013
May 29, 2013
31019_dirs_2013-05-29_4a77ee89-2c8a-4d44-b45f-1a5ec57959ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2013-05-24
Reporting Person: JACOBS KENNETH M (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-24 | Restricted Stock Units | $ | A | 3606 | Acquired | Class A common stock (3606) | Direct |
Footnotes
F1: Additional Restricted Stock Units were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Restricted Stock Unit and Performance-based Restricted Stock Unit awards.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
F3: Of the 3,606 Restricted Stock Units acquired, 1,548 vest on March 3, 2014, 1,366 vest on March 2, 2015 and 693 vest on March 1, 2016.
F4: Amount excludes 1,019,901 shares of Class A common stock and 34,506 Performance-based Restricted Stock Units beneficially owned by the reporting person.