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Lazard, Inc. — Director's Dealing 2013
Nov 26, 2013
31019_dirs_2013-11-26_7b1b37cf-374c-4c12-85fd-03ee3a1930f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2013-11-22
Reporting Person: JACOBS KENNETH M (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | Restricted Stock Units | $ | A | 2870 | Acquired | Class A common stock (2870) | Direct |
Footnotes
F1: Additional Restricted Stock Units were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Restricted Stock Unit and Performance-based Restricted Stock Unit awards.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
F3: Of the 2,870 Restricted Stock Units acquired, 1,232 vest on March 3, 2014, 1,087 vest on March 2, 2015 and 551 vest on March 1, 2016.
F4: Amount excludes 1,019,901 shares of Class A common stock and 34,506 Performance-based Restricted Stock Units beneficially owned by the reporting person.