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Lazard, Inc. — Director's Dealing 2012
Dec 19, 2012
31019_dirs_2012-12-19_0422e7ed-391d-4068-bce9-ac5ba413c58f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2012-12-17
Reporting Person: Hoffman Scott D (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-17 | Class A Common Stock | A | 78711 | — | Acquired | 87106 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 | Restricted Stock Units | $0 | M | 78711 | Disposed | Class A Common Stock (78711) | Direct |
Footnotes
F1: The reporting person exchanged 78,711 previously granted Restricted Stock Units that were scheduled to vest on March 1, 2013 for 78,711 shares of restricted Class A Common Stock that are scheduled to vest on the same date. The restricted Class A Common Stock is subject to the same general terms and conditions of, and the restrictive covenants that applied to, the Restricted Stock Units exchanged by the reporting person.
F2: Each Restricted Stock Unit represented a contingent right to receive one share of Class A Common Stock.
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