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Lazard, Inc. — Director's Dealing 2011
Apr 4, 2011
31019_dirs_2011-04-04_c637af1f-3b74-4f53-83f8-01af5f72caf8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Lazard Ltd (LAZ)
CIK: 0001311370
Period of Report: 2010-04-01
Reporting Person: Bucaille Matthieu (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 121728 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class Common Stock (145696) | Direct |
Footnotes
F1: Of the 121,728 shares Lazard Class A common stock listed, (i) 13,631 shares are subject to certain restrictions on transfer until March 1, 2012, (ii) 71,561 shares are subject to certain restrictions on transfer until March 31, 2012, and (iii) 27,264 shares are subject to certain restrictions on transfer until March 1, 2013.
F2: Of the 145,696 Restricted Stock Units listed, 31,280 vest on March 1, 2012; 14,443 vest on March 1, 2013; 28,888 vest on March 3, 2014; and 71,085 vest on March 1, 2019.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd.