AI assistant
LAUREATE EDUCATION, INC. — Director's Dealing 2022
Jan 4, 2022
31075_dirs_2022-01-04_ae392ae2-fb82-467d-a546-6d656f0eebe8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAUREATE EDUCATION, INC. (LAUR)
CIK: 0000912766
Period of Report: 2021-12-31
Reporting Person: Sinkfield Richard Harvey III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-29 | Common Stock | A | 1669 | — | Acquired | 28248 | Direct |
| 2021-12-31 | Common Stock | F | 3055 | $12.11 | Disposed | 25193 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-29 | Class B Common Stock | $ | D | 1669 | Disposed | Common Stock (1669) | Direct |
Footnotes
F1: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Common Stock of the Issuer has converted into Common Stock of the Issuer effective as of October 29, 2021 and is being reported herein pursuant to Rule 16b-7 of the Securities Exchange Act of 1934.
F2: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class A Common Stock of the Issuer has converted into Common Stock of the Issuer effective as of October 29, 2021.
F3: Represents shares withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of restricted stock units previously reported as shares of Class A Common Stock in Table I.