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LAUREATE EDUCATION, INC. — Director's Dealing 2021
Mar 25, 2021
31075_dirs_2021-03-24_6a8b837c-656d-4583-b417-245d09ea9699.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LAUREATE EDUCATION, INC. (LAUR)
CIK: 0000912766
Period of Report: 2021-03-19
Reporting Person: Knauer Gerard M. (VP, Acctg, Global Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5216 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $26.92 | 2022-03-14 | Class B Common Stock (3750) | Direct | |
| Employee Stock Option (Right to Buy) | $17.44 | 2023-10-02 | Class B Common Stock (1262) | Direct | |
| Employee Stock Option (Right to Buy) | $17.44 | 2024-07-10 | Class B Common Stock (1965) | Direct | |
| Employee Stock Option (Right to Buy) | $17.44 | 2025-03-04 | Class B Common Stock (1976) | Direct |
Footnotes
F1: Includes 3,062 restricted stock units, 2,070 of which will vest on December 31, 2021 and 992 of which will vest on December 31, 2022, in each case, subject to the reporting person's continued employment through the applicable vesting date.
F2: These options are fully exercisable.
F3: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.