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LAUREATE EDUCATION, INC. — Director's Dealing 2021
Apr 29, 2021
31075_dirs_2021-04-28_bd644f9d-20ab-4c2e-a0f4-c04bba88bd82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAUREATE EDUCATION, INC. (LAUR)
CIK: 0000912766
Period of Report: 2020-12-08
Reporting Person: Cohen Andrew B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class A Common Stock | J | 13620 | — | Acquired | 13620 | Direct |
Footnotes
F1: On May 12, 2020, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 13,620 shares of Class A Common Stock, consisting of 3,405 shares of Class A Common Stock and 10,215 restricted stock units ("RSUs"), as part of the Issuer's 2020 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. The Reporting Person, as an employee of an affiliate of CPV Holdings, LLC ("CPV Holdings"), had at that time an obligation to transfer these shares and RSUs for no consideration to CPV Holdings.
F2: (Cont'd from prior footnote) As a result, on May 14, 2020, Steven A. Cohen filed a Form 4 reflecting the acquisition of beneficial ownership over these shares and RSUs as a result of his relationship to CPV Holdings. On December 8, 2020, a decision was made to allow the Reporting Person to retain the 13,620 shares of Class A Common Stock reported in Steven A. Cohen's May 14, 2020 Form 4 filing, with Steven A. Cohen giving up his right to these 13,620 shares for no value.