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LAUREATE EDUCATION, INC. — Director's Dealing 2018
Jan 3, 2018
31075_dirs_2018-01-03_dff2da0e-37a0-4692-8719-b186af8f150b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAUREATE EDUCATION, INC. (LAUR)
CIK: 0000912766
Period of Report: 2017-12-31
Reporting Person: Serck-Hanssen Eilif (President, CAO & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-31 | Class A Common Stock | M | 10417 | — | Acquired | 10417 | Direct |
| 2017-12-31 | Class A Common Stock | F | 5264 | $13.59 | Disposed | 5153 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Restricted Stock Units | $ | M | 10417 | Disposed | Class A Common Stock (10417) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Class A Common Stock ("Class A Common Stock") of Laureate Education, Inc. (the "Company").
F2: Shares withheld from RSU vesting in satisfaction of tax obligations based on closing price of $13.59 on December 28, 2017 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange.
F3: On June 14, 2017, the reporting person was granted 31,250 restricted stock units, vesting in one-third annual installments on each of December 31, 2017, December 31, 2018, and December 31, 2019, subject to the reporting person's continued employment by the Company.