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LAUREATE EDUCATION, INC. — Director's Dealing 2007
Jun 12, 2007
31075_dirs_2007-06-11_d23fe591-c6ae-4c5e-8843-bef5c312c506.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAUREATE EDUCATION, INC. (LAUR)
CIK: 0000912766
Period of Report: 2007-06-07
Reporting Person: BECKER DOUGLAS L (Director, Chariman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-06-07 | Common Stock | J | 50000 | — | Disposed | 81780 | Indirect |
| 2007-06-11 | Common Stock | J | 50000 | — | Acquired | 131780 | Indirect |
| 2007-06-07 | Common Stock | J | 50000 | — | Acquired | 491811 | Direct |
| 2007-06-08 | Common Stock | G | 50000 | — | Disposed | 441811 | Direct |
| 2007-06-11 | Common Stock | J | 50000 | — | Disposed | 391811 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| options | $24.33 | 2008-04-01 | common stock (630000) | 630000 | Direct |
| options | $28.67 | 2008-02-23 | common stock (52328) | 682328 | Direct |
| options | $31.25 | 2008-05-22 | common stock (100000) | 782328 | Direct |
| options | $3.59 | 2009-12-01 | common stock (605683) | 1388011 | Direct |
| options | $19.43 | 2011-12-14 | common stock (100000) | 1488011 | Direct |
Footnotes
F1: The Trustee of GRAT #11 transferred 50,000 shares to Mr. Becker directly.
F2: Includes prior transfers of an aggregate of 33,130 shares from the Trustee of GRAT #11 to Mr. Becker which did not require the filing of a Form 4.
F3: Mr. Becker transferred 50,000 shares he held directly to GRAT #11.
F4: Includes vested Restricted Share Units, pursuant to which 166,000 shares will be issued.
F5: All options are currently exercisable.
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