AI assistant
LATTICE SEMICONDUCTOR CORP — Director's Dealing 2023
Feb 16, 2023
30613_dirs_2023-02-16_4cd60bfd-60fe-4e56-b114-a69e6d309dc3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2023-02-14
Reporting Person: ANDERSON JAMES ROBERT (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-14 | Common Stock | M | 5687 | $0.0 | Acquired | 815733 | Direct |
| 2023-02-14 | Common Stock | F | 2995 | $89.27 | Disposed | 812738 | Direct |
| 2023-02-14 | Common Stock | M | 145580 | $0.0 | Acquired | 958318 | Direct |
| 2023-02-14 | Common Stock | F | 76648 | $89.27 | Disposed | 881670 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-14 | Performance Restricted Stock Unit (PRSU) | $0.0 | A | 87348 | Acquired | Common Stock (87348) | Direct | |
| 2023-02-14 | Performance Restricted Stock Unit (PRSU) | $0.0 | M | 145580 | Disposed | Common Stock (145580) | Direct | |
| 2023-02-14 | Restricted Stock Unit (RSU) | $0.0 | M | 5687 | Disposed | Common Stock (5687) | Direct |
Footnotes
F1: Restricted Stock Units - no purchase price for this transaction.
F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.
F4: Performance Restricted Stock Units (PRSUs) vest as follows: one-half of the PRSUs will vest on the two year anniversary of the date of grant, and the remaining one-half will vest on the three year anniversary of the date of grant, subject to the achievement of certain performance conditions.
F5: Not applicable.
F6: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.