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LATTICE SEMICONDUCTOR CORP Director's Dealing 2021

Jan 13, 2021

30613_dirs_2021-01-13_de580e6a-73d8-4359-b7f7-2b3d064b7338.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2021-01-08

Reporting Person: NELSON MARK JON (VP Corp, Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-08 Common Stock M 13859 $0.0 Acquired 36514 Direct
2021-01-08 Common Stock F 5019 $44.54 Disposed 31495 Direct
2021-01-08 Common Stock M 110782 $0.0 Acquired 142277 Direct
2021-01-08 Common Stock F 53637 $44.54 Disposed 88640 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-08 Performance Restricted Stock Unit (PRSU) $0.0 M 110782 Disposed Common Stock (110782) Direct
2021-01-08 Restricted Stock Unit (RSU) $0.0 M 13859 Disposed Common Stock (13859) Direct

Footnotes

F1: Restricted Stock Units - no purchase price for this transaction.

F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.

F5: Not applicable.

F6: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.