AI assistant
LATTICE SEMICONDUCTOR CORP — Director's Dealing 2021
May 6, 2021
30613_dirs_2021-05-06_5c6db133-14ce-43b6-8f5a-33f05b5c66d4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2021-05-05
Reporting Person: MAJOR JOHN E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-05 | Common Stock | M | 7494 | $0.0 | Acquired | 38552 | Direct |
| 2021-05-05 | Common Stock | M | 1000 | $6.29 | Acquired | 39552 | Direct |
| 2021-05-05 | Common Stock | S | 1000 | $48.14 | Disposed | 38552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-05 | Non-Qualified Stock Option (right to buy) | $6.29 | M | 1000 | Disposed | 2028-03-14 | Common Stock (1000) | Direct |
| 2021-05-05 | Restricted Stock Unit (RSU) | $0.0 | M | 7494 | Disposed | Common Stock (7494) | Direct |
Footnotes
F1: Restricted Stock Units - no purchase price for this transaction.
F2: The transaction indicated was conducted under an approved 10b5-1 Plan.
F3: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.
F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F5: The restricted stock units vest 100% on the first anniversary of the Grant Date.
F6: Not applicable.