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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2021
Sep 25, 2021
30613_dirs_2021-09-24_409ad95f-9a5d-4ce1-9be7-99c852bbec21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2021-09-22
Reporting Person: LEDERER JAMES P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-22 | Common Stock | M | 7837 | $6.29 | Acquired | 46389 | Direct |
| 2021-09-22 | Common Stock | S | 7837 | $65.473 | Disposed | 38552 | Direct |
| 2021-09-22 | Common Stock | M | 8000 | $6.29 | Acquired | 46552 | Direct |
| 2021-09-22 | Common Stock | S | 8000 | $65.3108 | Disposed | 38552 | Direct |
| 2021-09-23 | Common Stock | M | 9000 | $6.29 | Acquired | 47552 | Direct |
| 2021-09-23 | Common Stock | S | 9000 | $68.0 | Disposed | 38552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-22 | Non-Qualified Stock Option (right to buy) | $6.29 | M | 7837 | Disposed | 2028-03-14 | Common Stock (7837) | Direct |
| 2021-09-22 | Non-Qualified Stock Option (right to buy) | $6.29 | M | 8000 | Disposed | 2028-03-14 | Common Stock (8000) | Direct |
| 2021-09-23 | Non-Qualified Stock Option (right to buy) | $6.29 | M | 9000 | Disposed | 2028-03-14 | Common Stock (9000) | Direct |
Footnotes
F1: The transaction indicated was conducted under an approved 10b5-1 Plan.
F2: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.76 to $65.905.
F3: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $64.76 to $65.89.
F4: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $68.00 to $68.00.
F5: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.