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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2021
Nov 4, 2021
30613_dirs_2021-11-03_fae6d811-f826-420d-9199-2052bc660c0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2021-11-01
Reporting Person: LEDERER JAMES P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Common Stock | M | 9000 | $6.29 | Acquired | 47552 | Direct |
| 2021-11-01 | Common Stock | S | 9000 | $72.0 | Disposed | 38552 | Direct |
| 2021-11-03 | Common Stock | M | 10000 | $6.29 | Acquired | 48552 | Direct |
| 2021-11-03 | Common Stock | S | 10000 | $76.0 | Disposed | 38552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | Non-Qualified Stock Option (right to buy) | $6.29 | M | 9000 | Disposed | 2028-03-14 | Common Stock (9000) | Direct |
| 2021-11-03 | Non-Qualified Stock Option (right to buy) | $6.29 | M | 10000 | Disposed | 2028-03-14 | Common Stock (10000) | Direct |
Footnotes
F1: The transaction indicated was conducted under an approved 10b5-1 Plan.
F2: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $72.00 to $72.00.
F3: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $76.00 to $76.00.
F4: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.