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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2018
Sep 4, 2018
30613_dirs_2018-09-04_c7a48fb5-f8e0-431d-b9b0-4594ea008c0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2018-08-30
Reporting Person: Milstead Byron Wayne (VP Corp, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-30 | Common Stock | S | 2660 | $8.07 | Disposed | 12385 | Direct |
| 2018-08-30 | Common Stock | M | 34678 | $6.1 | Acquired | 47063 | Direct |
| 2018-08-30 | Common Stock | M | 9154 | $6.1 | Acquired | 56217 | Direct |
| 2018-08-30 | Common Stock | M | 24750 | $5.28 | Acquired | 80967 | Direct |
| 2018-08-30 | Common Stock | M | 11035 | $5.73 | Acquired | 92002 | Direct |
| 2018-08-30 | Common Stock | S | 79617 | $8.0846 | Disposed | 12385 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-30 | Non-Qualified Stock Option (right to buy) | $5.28 | M | 24750 | Disposed | 2023-05-13 | Common Stock (24750) | Direct |
| 2018-08-30 | Non-Qualified Stock Option (right to buy) | $5.73 | M | 11035 | Disposed | 2024-10-18 | Common Stock (11035) | Direct |
| 2018-08-30 | Non-Qualified Stock Option (right to buy) | $6.1 | M | 34678 | Disposed | 2025-02-06 | Common Stock (34678) | Direct |
| 2018-08-30 | Performance Non-Qualified Stock Option (right to buy) | $6.1 | M | 9154 | Disposed | 2025-02-06 | Common Stock (9154) | Direct |
Footnotes
F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.105.
F2: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
F3: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
F4: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
F5: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.