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LATTICE SEMICONDUCTOR CORP Director's Dealing 2018

Sep 4, 2018

30613_dirs_2018-09-04_36ca4eee-932d-4c03-a55f-4ff85faf842e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2018-08-31

Reporting Person: Downing Maxwell J (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-31 Common Stock M 10496 $5.4 Acquired 36367 Direct
2018-08-31 Common Stock M 21897 $7.54 Acquired 58264 Direct
2018-08-31 Common Stock M 26247 $5.85 Acquired 84511 Direct
2018-08-31 Common Stock M 23561 $5.88 Acquired 108072 Direct
2018-08-31 Common Stock M 17121 $5.73 Acquired 125193 Direct
2018-08-31 Common Stock S 99322 $8.1282 Disposed 25871 Direct
2018-08-31 Common Stock S 19538 $8.1305 Disposed 6333 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-31 Non-Qualified Stock Option (right to buy) $5.4 M 10496 Disposed 2020-03-25 Common Stock (10496) Direct
2018-08-31 Non-Qualified Stock Option (right to buy) $5.73 M 17121 Disposed 2024-10-18 Common Stock (17121) Direct
2018-08-31 Non-Qualified Stock Option (right to buy) $5.85 M 26247 Disposed 2022-07-09 Common Stock (26247) Direct
2018-08-31 Non-Qualified Stock Option (right to buy) $5.88 M 23561 Disposed 2023-07-19 Common Stock (23561) Direct
2018-08-31 Non-Qualified Stock Option (right to buy) $7.54 M 21897 Disposed 2021-03-21 Common Stock (21897) Direct

Footnotes

F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.10 to $8.15.

F2: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.

F3: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.