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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2018
Sep 4, 2018
30613_dirs_2018-09-04_36ca4eee-932d-4c03-a55f-4ff85faf842e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2018-08-31
Reporting Person: Downing Maxwell J (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-31 | Common Stock | M | 10496 | $5.4 | Acquired | 36367 | Direct |
| 2018-08-31 | Common Stock | M | 21897 | $7.54 | Acquired | 58264 | Direct |
| 2018-08-31 | Common Stock | M | 26247 | $5.85 | Acquired | 84511 | Direct |
| 2018-08-31 | Common Stock | M | 23561 | $5.88 | Acquired | 108072 | Direct |
| 2018-08-31 | Common Stock | M | 17121 | $5.73 | Acquired | 125193 | Direct |
| 2018-08-31 | Common Stock | S | 99322 | $8.1282 | Disposed | 25871 | Direct |
| 2018-08-31 | Common Stock | S | 19538 | $8.1305 | Disposed | 6333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-31 | Non-Qualified Stock Option (right to buy) | $5.4 | M | 10496 | Disposed | 2020-03-25 | Common Stock (10496) | Direct |
| 2018-08-31 | Non-Qualified Stock Option (right to buy) | $5.73 | M | 17121 | Disposed | 2024-10-18 | Common Stock (17121) | Direct |
| 2018-08-31 | Non-Qualified Stock Option (right to buy) | $5.85 | M | 26247 | Disposed | 2022-07-09 | Common Stock (26247) | Direct |
| 2018-08-31 | Non-Qualified Stock Option (right to buy) | $5.88 | M | 23561 | Disposed | 2023-07-19 | Common Stock (23561) | Direct |
| 2018-08-31 | Non-Qualified Stock Option (right to buy) | $7.54 | M | 21897 | Disposed | 2021-03-21 | Common Stock (21897) | Direct |
Footnotes
F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.10 to $8.15.
F2: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
F3: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.