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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2018
Sep 27, 2018
30613_dirs_2018-09-27_51a2320a-1861-4d5c-aba7-a6863c86e9aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2018-09-04
Reporting Person: ANDERSON JAMES ROBERT (Director, President & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-04 | Non-Qualified Stock Option (right to buy) | $8.24 | A | 574363 | Acquired | 2025-09-04 | Common Stock (574363) | Direct |
| 2018-09-04 | Performance Restricted Stock Unit (PRSU) | $0.0 | A | 222278 | Acquired | Common Stock (222278) | Direct | |
| 2018-09-04 | Performance Restricted Stock Unit (PRSU) | $0.0 | A | 193834 | Acquired | Common Stock (193834) | Direct | |
| 2018-09-04 | Restricted Stock Unit (RSU) | $0.0 | A | 374746 | Acquired | Common Stock (374746) | Direct |
Footnotes
F1: Grants of Non-Qualified Stock Options vest as follows: 33% of the options will vest on the first anniversary of the date of grant, and an additional 8.33% of the options shall vest at the end of each three month period thereafter.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F3: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
F4: Not applicable.
F5: Grants of Performance Restricted Stock Units (PRSUs) will vest upon the Company meeting targets on a trailing four quarter basis, the RSUs will begin vesting about January 1, 2020 and each quarter thereafter dependent on the achievement of targets ending about September 30, 2022.
F6: Grants of Restricted Stock Units (RSUs) vest as follows: 33% of the RSUs will vest on the first anniversary of the date of grant, and an additional 8.33% of the RSUs shall vest at the end of each three month period thereafter.