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LATTICE SEMICONDUCTOR CORP Director's Dealing 2018

Sep 27, 2018

30613_dirs_2018-09-27_51a2320a-1861-4d5c-aba7-a6863c86e9aa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2018-09-04

Reporting Person: ANDERSON JAMES ROBERT (Director, President & CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-04 Non-Qualified Stock Option (right to buy) $8.24 A 574363 Acquired 2025-09-04 Common Stock (574363) Direct
2018-09-04 Performance Restricted Stock Unit (PRSU) $0.0 A 222278 Acquired Common Stock (222278) Direct
2018-09-04 Performance Restricted Stock Unit (PRSU) $0.0 A 193834 Acquired Common Stock (193834) Direct
2018-09-04 Restricted Stock Unit (RSU) $0.0 A 374746 Acquired Common Stock (374746) Direct

Footnotes

F1: Grants of Non-Qualified Stock Options vest as follows: 33% of the options will vest on the first anniversary of the date of grant, and an additional 8.33% of the options shall vest at the end of each three month period thereafter.

F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3: Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.

F4: Not applicable.

F5: Grants of Performance Restricted Stock Units (PRSUs) will vest upon the Company meeting targets on a trailing four quarter basis, the RSUs will begin vesting about January 1, 2020 and each quarter thereafter dependent on the achievement of targets ending about September 30, 2022.

F6: Grants of Restricted Stock Units (RSUs) vest as follows: 33% of the RSUs will vest on the first anniversary of the date of grant, and an additional 8.33% of the RSUs shall vest at the end of each three month period thereafter.