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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2017
Oct 20, 2017
30613_dirs_2017-10-20_2a0e0732-281c-4c10-98ad-6a193e201068.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2017-10-18
Reporting Person: Billerbeck Darin G (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-18 | Common Stock | M | 574600 | $4.86 | Acquired | 1018111 | Direct |
| 2017-10-18 | Common Stock | F | 531807 | $5.73 | Disposed | 486304 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-18 | Non-Qualified Stock Option (right to buy) | $4.86 | M | 574600 | Disposed | 2017-11-08 | Common Stock (574600) | Direct |
Footnotes
F1: These shares were retained by the Issuer in order to meet the aggregate exercise price and tax withholding obligations of the Reporting Person in connection with the exercise of stock options that were scheduled to expire on November 8, 2017. The amount retained by the Issuer was not in excess of the amount of the tax liability. The Reporting Person retained the net shares obtained on the exercise.
F2: This option to purchase shares of common stock vested as follows: 25% of the total amount of shares subject to the option vested on 11/8/2011. 6.25% of the total amount of the shares subject to the option vested in each of the three months thereafter until all shares vested on 11/8/2014.