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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2017
Nov 6, 2017
30613_dirs_2017-11-06_a39c0938-8f78-441e-9be8-183a7fa0e48b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2017-10-18
Reporting Person: HAWK GLEN (VP, Corp Mktg)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-18 | Non-Qualified Stock Option (right to buy) | $5.73 | A | 97700 | Acquired | 2024-10-18 | Common Stock (97700) | Direct |
| 2017-10-18 | Performance Non-Qualified Stock Option (right to buy) | $5.73 | A | 67800 | Acquired | 2024-10-18 | Common Stock (67800) | Direct |
| 2017-10-18 | Restricted Stock Unit (RSU) | $0.0 | A | 80100 | Acquired | Common Stock (80100) | Direct |
Footnotes
F1: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
F2: Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.
F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.
F5: Not applicable.