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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2014
Feb 20, 2014
30613_dirs_2014-02-20_567af56e-fcc3-41eb-8179-ae85396f4780.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2014-02-18
Reporting Person: Schwarz Hans (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-18 | Common Stock | M | 90000 | $2.29 | Acquired | 128589 | Direct |
| 2014-02-18 | Common Stock | S | 90000 | $7.6437 | Disposed | 38589 | Direct |
| 2014-02-18 | Common Stock | M | 22500 | $5.44 | Acquired | 61089 | Direct |
| 2014-02-18 | Common Stock | S | 22500 | $7.6437 | Disposed | 38589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-18 | Non-Qualified Stock Option (right to buy) | $2.29 | M | 90000 | Disposed | 2019-08-04 | Common Stock (90000) | Direct |
| 2014-02-18 | Non-Qualified Stock Option (right to buy) | $5.44 | M | 22500 | Disposed | 2020-08-06 | Common Stock (22500) | Direct |
Footnotes
F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.525 to $7.695.
F2: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest immediately on grant date, and 6.25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/4/12.
F3: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/6/2012. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/6/2013.