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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2014
Feb 5, 2014
30613_dirs_2014-02-05_6f883eab-1d94-46de-a4c0-7f65a9014c4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2014-02-03
Reporting Person: Billerbeck Darin G (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-03 | Common Stock | M | 2480 | — | Acquired | 77291 | Direct |
| 2014-02-03 | Common Stock | F | 1032 | $5.64 | Disposed | 76259 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-03 | Restricted Stock Unit (RSU) | $0 | M | 2480 | Disposed | Common Stock (2480) | Direct |
Footnotes
F1: Restricted Stock Units - no purchase price for this transaction.
F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amoun retained by the Issuer was not in excess of the amount of the tax liability.
F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.
F5: Not applicable.