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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2014
Feb 13, 2014
30613_dirs_2014-02-13_b6c7daa2-cb43-463d-a4a7-9ddb27da90cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2014-02-11
Reporting Person: PARKER GERHARD H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-11 | Common Stock | M | 72000 | $4.53 | Acquired | 108339 | Direct |
| 2014-02-11 | Common Stock | S | 72000 | $7.0656 | Disposed | 36339 | Direct |
| 2014-02-11 | Common Stock | M | 22500 | $4.74 | Acquired | 58839 | Direct |
| 2014-02-11 | Common Stock | S | 22500 | $7.0656 | Disposed | 36339 | Direct |
| 2014-02-11 | Common Stock | M | 22500 | $2.32 | Acquired | 58839 | Direct |
| 2014-02-11 | Common Stock | S | 22500 | $7.0656 | Disposed | 36339 | Direct |
| 2014-02-11 | Common Stock | M | 22500 | $2.29 | Acquired | 58839 | Direct |
| 2014-02-11 | Common Stock | S | 22500 | $7.0656 | Disposed | 36339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 | Non-Qualified Stock Option (right to buy) | $2.29 | M | 22500 | Disposed | 2019-08-04 | Common Stock (22500) | Direct |
| 2014-02-11 | Non-Qualified Stock Option (right to buy) | $2.32 | M | 22500 | Disposed | 2018-08-05 | Common Stock (22500) | Direct |
| 2014-02-11 | Non-Qualified Stock Option (right to buy) | $4.53 | M | 72000 | Disposed | 2016-01-31 | Common Stock (72000) | Direct |
| 2014-02-11 | Non-Qualified Stock Option (right to buy) | $4.74 | M | 22500 | Disposed | 2017-08-07 | Common Stock (22500) | Direct |
Footnotes
F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.02 to $7.16.
F2: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/4/2011. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/4/2012.
F3: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/5/2010. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/5/2011.
F4: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 7/31/06, and 6.25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 1/31/2010.
F5: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/7/2009. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/7/2010.