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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2014
May 1, 2014
30613_dirs_2014-05-01_84b54ac9-1c96-47be-99b1-ca6f88e22c0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2014-04-29
Reporting Person: PARKER GERHARD H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-29 | Common Stock | M | 11250 | $5.63 | Acquired | 47589 | Direct |
| 2014-04-29 | Common Stock | S | 11250 | $8.2088 | Disposed | 36339 | Direct |
| 2014-04-29 | Common Stock | M | 18000 | $5.63 | Acquired | 54339 | Direct |
| 2014-04-29 | Common Stock | S | 18000 | $8.2088 | Disposed | 36339 | Direct |
| 2014-04-29 | Common Stock | M | 22500 | $5.44 | Acquired | 58839 | Direct |
| 2014-04-29 | Common Stock | S | 22500 | $8.2088 | Disposed | 36339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-29 | Non-Qualified Stock Option (right to buy) | $5.44 | M | 22500 | Disposed | 2020-08-06 | Common Stock (22500) | Direct |
| 2014-04-29 | Non-Qualified Stock Option (right to buy) | $5.63 | M | 11250 | Disposed | 2016-08-01 | Common Stock (11250) | Direct |
| 2014-04-29 | Non-Qualified Stock Option (right to buy) | $5.63 | M | 18000 | Disposed | 2016-08-01 | Common Stock (18000) | Direct |
Footnotes
F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.18 to $8.275.
F2: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/6/2012. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/6/2013.
F3: The option to purchase shares of common stock vests as follows: 50% of the total amount of shares subject to the option vest on 5/1/2009 and 50% of the total amount of shares subject to the option vest on 8/01/2009.
F4: The option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest immediately on grant date, and 6.25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/1/2009.