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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2014
Jan 2, 2014
30613_dirs_2014-01-02_fc2b63d2-f6f5-4c83-b0e1-96f9a6b2a1c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2013-12-31
Reporting Person: KRISHNAMURTHY BALAJI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-31 | Common Stock | M | 5000 | $2.29 | Acquired | 41339 | Direct |
| 2013-12-31 | Common Stock | S | 5000 | $5.5 | Disposed | 36339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-31 | Non-Qualified Stock Option (right to buy) | $2.29 | M | 5000 | Disposed | 2019-08-04 | Common Stock (5000) | Direct |
Footnotes
F1: The transaction indicated was conducted under an approved 10b5-1 Plan.
F2: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/4/2011. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/4/2012.
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