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LATTICE SEMICONDUCTOR CORP — Director's Dealing 2014
Mar 4, 2014
30613_dirs_2014-03-04_5da104ce-1dde-4704-8157-b90e11b0f22c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2014-02-28
Reporting Person: KRISHNAMURTHY BALAJI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Common Stock | M | 2500 | $2.32 | Acquired | 38839 | Direct |
| 2014-02-28 | Common Stock | S | 2500 | $7.6968 | Disposed | 36339 | Direct |
| 2014-02-28 | Common Stock | M | 2500 | $2.29 | Acquired | 38839 | Direct |
| 2014-02-28 | Common Stock | S | 2500 | $7.6968 | Disposed | 36339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-28 | Non-Qualified Stock Option (right to buy) | $2.29 | M | 2500 | Disposed | 2019-08-04 | Common Stock (2500) | Direct |
| 2014-02-28 | Non-Qualified Stock Option (right to buy) | $2.32 | M | 2500 | Disposed | 2018-08-05 | Common Stock (2500) | Direct |
Footnotes
F1: The transaction indicated was conducted under an approved 10b5-1 Plan.
F2: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.63 to $7.72.
F3: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/4/2011. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/4/2012.
F4: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares vest subject to the option on 11/5/2010. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/5/2011.