AI assistant
LATTICE SEMICONDUCTOR CORP — Director's Dealing 2013
Feb 5, 2013
30613_dirs_2013-02-05_e2b57e01-678c-4dd8-9d76-31816c824417.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
CIK: 0000855658
Period of Report: 2013-02-01
Reporting Person: Milstead Byron Wayne (VP Corp, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-01 | Common Stock | M | 992 | — | Acquired | 5311 | Direct |
| 2013-02-01 | Common Stock | F | 413 | $4.625 | Disposed | 4898 | Direct |
| 2013-02-04 | Common Stock | M | 8125 | $1.98 | Acquired | 13023 | Direct |
| 2013-02-04 | Common Stock | S | 8125 | $4.5816 | Disposed | 4898 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $1.98 | M | 8125 | Disposed | 2016-11-03 | Common Stock (8125) | Direct |
| 2013-02-01 | Restricted Stock Unit (RSU) | $0 | M | 992 | Disposed | Common Stock (992) | Direct |
Footnotes
F1: Restricted Stock Units - no purchase price for this transaction.
F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amoun retained by the Issuer was not in excess of the amount of the tax liability.
F3: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F5: Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.
F6: Not applicable.