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Latham Group, Inc. — Director's Dealing 2021
Apr 23, 2021
32304_dirs_2021-04-22_984057c4-788f-465d-83bc-6476326dd5f8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Latham Group, Inc. (SWIM)
CIK: 0001833197
Period of Report: 2021-04-22
Reporting Person: Pamplona Capital Partners V, L.P. (Director, 10% Owner, See Remarks)
Reporting Person: Pamplona Equity Advisors V, Ltd (Director, 10% Owner, See Remarks)
Reporting Person: Pamplona PE Investments Malta Ltd (Director, 10% Owner, See Remarks)
Reporting Person: Pamplona Capital Management, LLP (Director, 10% Owner, See Remarks)
Reporting Person: Pamplona Capital Management, LLC (Director, 10% Owner, See Remarks)
Reporting Person: Pamplona Capital Management (PE) SL (Director, 10% Owner, See Remarks)
Reporting Person: Pamplona Capital Management (Monaco) SAM (Director, 10% Owner, See Remarks)
Reporting Person: Halsted John C. (Director, 10% Owner, See Remarks)
Reporting Person: Knaster Alexander M (Director, 10% Owner, See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.0001 per share | 70561013 | Indirect |
Footnotes
F1: Consists of shares directly held by Pamplona Capital Partners V, L.P. Pamplona Capital Partners V, L.P., is controlled by Pamplona Equity Advisors V Ltd, its general partner. John C. Halsted owns 100% of the shares of Pamplona Equity Advisors V, Ltd. Pamplona PE Investments Malta Limited, serves as an investment manager to Pamplona Capital Partners V, L.P. Pamplona Capital Management LLP, Pamplona Capital Management LLC, Pamplona Capital Management (PE) SL and Pamplona Capital Management (Monaco) SAM (together, the "Pamplona Manager Entities") serve as investment advisors to Pamplona PE Investments Malta Limited. Mr. John C. Halsted and Mr. Alexander Knaster are the principals of Pamplona Manager Entities. (Con't in FN2)
F2: (Con't from FN1) Each of Pamplona Equity Advisors V, Ltd, the Pamplona Manager Entities, John C. Halsted and Alexander Knaster may be deemed to have voting and dispositive power with respect to the common stock directly owned by Pamplona Capital Partners V, L. P. and therefore be deemed to be the beneficial owner of the common stock held by Pamplona Capital Partners V, L. P., but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: Represents 70,561,013 shares of common stock issued to Pamplona Capital Partners V, L.P. pursuant to the merger of Latham Investment Holdings, LP with and into the Issuer.