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Larimar Therapeutics, Inc. — Director's Dealing 2017
May 15, 2017
33359_dirs_2017-05-15_b39d3241-fc30-4b58-aeb5-b683e9bc25cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ZAFGEN, INC. (ZFGN)
CIK: 0001374690
Period of Report: 2017-05-11
Reporting Person: Hughes Thomas E. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-11 | Common Stock | M | 18928 | $0.75 | Acquired | 83088 | Direct |
| 2017-05-11 | Common Stock | M | 6210 | $0.75 | Acquired | 89298 | Direct |
| 2017-05-11 | Common Stock | M | 68073 | $0.82 | Acquired | 157371 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-11 | Stock Option (Right to Buy | $0.75 | M | 18928 | Disposed | 2018-12-15 | Common Stock (18928) | Direct |
| 2017-05-11 | Stock Option (Right to Buy) | $0.75 | M | 6210 | Disposed | 2019-03-18 | Common Stock (6210) | Direct |
| 2017-05-11 | Stock Option (Right to Buy) | $0.82 | M | 68073 | Disposed | 2020-03-10 | Common Stock (68073) | Direct |
Footnotes
F1: Includes 224 shares acquired under Zafgen, Inc.'s 2014 Employee Stock Purchase Plan on January 1, 2017.
F2: Fully vested.
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