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Larimar Therapeutics, Inc. — Director's Dealing 2015
May 18, 2015
33359_dirs_2015-05-18_9689f99f-94c8-4e6f-8255-30d3c230f0fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ZAFGEN, INC. (ZFGN)
CIK: 0001374690
Period of Report: 2015-05-15
Reporting Person: STARR KEVIN P (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-15 | Common Stock | J | 1000000 | — | Disposed | 3202045 | Indirect |
| 2015-05-15 | Common Stock | J | 443935 | — | Acquired | 443935 | Indirect |
| 2015-05-15 | Common Stock | J | 443935 | — | Disposed | 0 | Indirect |
| 2015-05-15 | Common Stock | J | 92041 | — | Acquired | 172138 | Direct |
Footnotes
F1: Distribution of shares in kind by Third Rock Ventures, L.P. ("TRV") on a pro rata basis to its partners.
F2: The shares are directly held by TRV. The general partner of TRV is Third Rock Ventures GP, L.P. ("TRV GP"). The general partner of TRV GP is TRV GP, LLC ("TRV GP LLC") and the Reporting Person is a Manager of TRV GP LLC, as such, each of TRV GP and TRV GP LLC and the Reporting Person exercises shared voting and investment power over the shares held of record by TRV. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any.
F3: TRV GP received shares distributed in kind by TRV on a pro rata basis to its partners.
F4: The shares are directly held by TRV GP. As such, each of TRV GP LLC and the Reporting Person exercises shared voting and investment power over the shares held of record by TRV GP. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any.
F5: Distribution of shares in kind by TRV GP on a pro rata basis to its partners.
F6: The Reporting Person received shares distributed in kind by TRV GP on a pro rata basis to its partners.