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LANTRONIX INC — Director's Dealing 2023
Jul 6, 2023
33788_dirs_2023-07-06_5c31757e-1aed-4c3e-9d15-1bf2dbf9cc85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LANTRONIX INC (LTRX)
CIK: 0001114925
Period of Report: 2023-07-05
Reporting Person: Whitaker Jeremy (Interim CEO & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-05 | Common Stock | M | 26348 | $1.37 | Acquired | 262842 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-05 | Stock Option (Right to buy) | $1.37 | M | 26348 | Disposed | 2023-09-14 | Common Stock (26348) | Direct |
Footnotes
F1: Represents shares of common stock acquired via exercise of Stock Options granted on September 14, 2016 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
F2: The reporting person previously exercised 23,652 stock options from this award granted on September 14, 2016 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
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