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LANTRONIX INC — Director's Dealing 2022
Mar 1, 2022
33788_dirs_2022-03-01_25491d59-02f1-40d0-b07a-b74c71013792.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LANTRONIX INC (LTRX)
CIK: 0001114925
Period of Report: 2022-02-25
Reporting Person: PRINTER HOSHI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-25 | Common Stock | M | 25000 | $1.38 | Acquired | 121640 | Direct |
| 2022-02-25 | Common Stock | M | 25000 | $1.92 | Acquired | 146640 | Direct |
| 2022-02-25 | Common Stock | S | 12026 | $6.8279 | Disposed | 134614 | Direct |
| 2022-03-01 | Common Stock | S | 2878 | $6.7850 | Disposed | 131736 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-25 | Stock Option (Right to buy) | $1.38 | M | 25000 | Disposed | 2023-11-16 | Common Stock (25000) | Direct |
| 2022-02-25 | Stock Option (Right to buy) | $1.92 | M | 25000 | Disposed | 2024-11-14 | Common Stock (25000) | Direct |
Footnotes
F1: These shares were sold to cover the exercise price of options exercised.
F2: This transaction was executed in multiple trades at prices ranging from $6.76 to $6.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: These shares were sold to cover the estimated tax liability related to such exercise
F4: This transaction was executed in multiple trades at prices ranging from $6.75 to $6.90. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.