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LANTRONIX INC — Director's Dealing 2019
May 17, 2019
33788_dirs_2019-05-17_3b853539-4a8b-447c-b750-a4f4f755d17a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LANTRONIX INC (LTRX)
CIK: 0001114925
Period of Report: 2019-05-15
Reporting Person: FOLINO PAUL F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-15 | Common Stock | M | 2115 | $1.95 | Acquired | 68083 | Direct |
| 2019-05-15 | Common Stock | S | 2115 | $3.45 | Disposed | 65968 | Direct |
| 2019-05-16 | Common Stock | M | 7780 | $1.95 | Acquired | 73748 | Direct |
| 2019-05-16 | Common Stock | M | 25000 | $1.59 | Acquired | 98748 | Direct |
| 2019-05-16 | Common Stock | S | 32780 | $3.40 | Disposed | 65968 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-15 | Stock Option (Right to buy) | $1.95 | M | 2115 | Disposed | 2019-06-07 | Common Stock (2115) | Direct |
| 2019-05-16 | Stock Option (Right to buy) | $1.95 | M | 7780 | Disposed | 2019-06-07 | Common Stock (7780) | Direct |
| 2019-05-16 | Stock Option (Right to buy) | $1.59 | M | 25000 | Disposed | 2019-11-12 | Common Stock (25000) | Direct |
Footnotes
F1: Represents shares of common stock acquired via exercise of Stock Options granted on June 7, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
F2: Represents shares of common stock acquired via exercise of Stock Options granted on November 12, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
F3: This transaction was executed in multiple trades at prices ranging from $3.43 to $3.47. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $3.36 to $3.44. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.