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LANDMARK BANCORP INC — Director's Dealing 2020
Dec 15, 2020
33881_dirs_2020-12-14_489cd3ed-6738-4200-9f34-9c7d33a150dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LANDMARK BANCORP INC (LARK)
CIK: 0001141688
Period of Report: 2020-12-11
Reporting Person: THIBAULT DEAN R (EVP Commercial Lending)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-11 | Common Stock | M | 6664 | $9.97 | Acquired | 30429 | Direct |
| 2020-12-11 | Common Stock | F | 2723 | $24.40 | Disposed | 27706 | Direct |
| 2020-12-11 | Common Stock | M | 1451 | $24.07 | Acquired | 29157 | Direct |
| 2020-12-11 | Common Stock | F | 1432 | $24.40 | Disposed | 27725 | Direct |
| 2020-12-11 | Common Stock | M | 814 | $21.26 | Acquired | 28539 | Direct |
| 2020-12-11 | Common Stock | F | 710 | $24.40 | Disposed | 27829 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-11 | Options to purchase Common Stock | $9.97 | M | 6664 | Disposed | 2021-04-20 | Common Stock (6664) | Direct |
| 2020-12-11 | Options to purchase Common Stock | $24.07 | M | 1451 | Disposed | 2027-08-01 | Common Stock (1451) | Direct |
| 2020-12-11 | Options to purchase Common Stock | $21.26 | M | 814 | Disposed | 2029-08-01 | Common Stock (814) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7374 | Indirect |
Footnotes
F1: The options vested in 4 equal installments on April 20, 2012, 2013, 2014, and 2015.
F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020.
F3: The options vest in 4 equal installments on August 1, 2018, 2019, 2020, and 2021.
F4: The options vest in 4 equal installments on August 1, 2020, 2021, 2022, and 2023.
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