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LANDMARK BANCORP INC — Director's Dealing 2018
Apr 20, 2018
33881_dirs_2018-04-20_09f41284-e2ea-4a05-b778-0039287cb545.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LANDMARK BANCORP INC (LARK)
CIK: 0001141688
Period of Report: 2018-04-19
Reporting Person: HERPICH MARK A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-19 | Common Stock | M | 767 | $29 | Acquired | 72351 | Direct |
| 2018-04-19 | Common Stock | S | 767 | $29 | Disposed | 71584 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-19 | Options to Purchase Common Stock | $14.10 | M | 767 | Disposed | 2018-04-23 | Common Stock (767) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3456 | Indirect |
Footnotes
F1: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.
F2: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.
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