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LANDMARK BANCORP INC — Director's Dealing 2016
Apr 15, 2016
33881_dirs_2016-04-15_1c0565a3-a19a-4d3e-890b-a87cb37bc6e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LANDMARK BANCORP INC (LARK)
CIK: 0001141688
Period of Report: 2016-04-07
Reporting Person: ALEXANDER PATRICK L (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-07 | Common Stock | M | 1 | $15.55 | Acquired | 111400 | Direct |
| 2016-04-07 | Common Stock | S | 1 | $25.5 | Disposed | 111399 | Direct |
| 2016-04-13 | Common Stock | M | 100 | $15.55 | Acquired | 111499 | Direct |
| 2016-04-13 | Common Stock | S | 100 | $25.5 | Disposed | 111399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-07 | Options to Purchase Common Stock | $15.55 | M | 1 | Disposed | 2018-04-23 | Common Stock (1) | Direct |
| 2016-04-13 | Options to Purchase Common Stock | $15.55 | M | 100 | Disposed | 2018-04-23 | Common Stock (100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35921 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $12.73 | 2021-04-20 | Common Stock (0) | 16133 | Direct |
Footnotes
F1: As adjusted for the Company's 5% stock dividend in December 2015.
F2: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.
F3: The options vested in 4 equal installments on April 20, 2012, 2013, 2014, and 2015.
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