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LAM RESEARCH CORP — Director's Dealing 2022
Sep 1, 2022
29803_dirs_2022-09-01_9c01cd8b-9546-4c1f-9bb8-d2421ee9ac30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2022-08-30
Reporting Person: Bettinger Douglas R (Chief Financial Officer & EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-30 | Common Stock | M | 9496 | $119.67 | Acquired | 89024 | Direct |
| 2022-08-30 | Common Stock | M | 4736 | $190.07 | Acquired | 93760 | Direct |
| 2022-08-30 | Common Stock | M | 1720 | $176.75 | Acquired | 95480 | Direct |
| 2022-08-30 | Common Stock | M | 2341 | $300.33 | Acquired | 97821 | Direct |
| 2022-08-30 | Common Stock | M | 23871 | $75.57 | Acquired | 121692 | Direct |
| 2022-08-30 | Common Stock | S | 400 | $435.64 | Disposed | 121292 | Direct |
| 2022-08-30 | Common Stock | S | 4156 | $436.53 | Disposed | 117136 | Direct |
| 2022-08-30 | Common Stock | S | 3345 | $437.45 | Disposed | 113791 | Direct |
| 2022-08-30 | Common Stock | S | 3087 | $438.39 | Disposed | 110704 | Direct |
| 2022-08-30 | Common Stock | S | 4197 | $439.56 | Disposed | 106507 | Direct |
| 2022-08-30 | Common Stock | S | 4154 | $440.58 | Disposed | 102353 | Direct |
| 2022-08-30 | Common Stock | S | 2713 | $441.39 | Disposed | 99640 | Direct |
| 2022-08-30 | Common Stock | S | 1619 | $442.34 | Disposed | 98021 | Direct |
| 2022-08-30 | Common Stock | S | 200 | $443.10 | Disposed | 97821 | Direct |
| 2022-08-30 | Common Stock | M | 11024 | $176.75 | Acquired | 108845 | Direct |
| 2022-08-30 | Common Stock | S | 300 | $435.62 | Disposed | 108545 | Direct |
| 2022-08-30 | Common Stock | S | 1800 | $436.52 | Disposed | 106745 | Direct |
| 2022-08-30 | Common Stock | S | 1919 | $437.46 | Disposed | 104826 | Direct |
| 2022-08-30 | Common Stock | S | 953 | $438.40 | Disposed | 103873 | Direct |
| 2022-08-30 | Common Stock | S | 2017 | $439.54 | Disposed | 101856 | Direct |
| 2022-08-30 | Common Stock | S | 2045 | $440.59 | Disposed | 99811 | Direct |
| 2022-08-30 | Common Stock | S | 1272 | $441.35 | Disposed | 98539 | Direct |
| 2022-08-30 | Common Stock | S | 718 | $442.36 | Disposed | 97821 | Direct |
| 2022-08-31 | Common Stock | F | 566 | $437.91 | Disposed | 97255 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-30 | Employee Stock Option (Right to Buy) | $119.67 | M | 9496 | Disposed | 2024-03-01 | Common Stock (9496.0) | Direct |
| 2022-08-30 | Employee Stock Option (Right to Buy) | $190.07 | M | 4736 | Disposed | 2025-03-01 | Common Stock (4736.0) | Direct |
| 2022-08-30 | Employee Stock Option (Right to Buy) | $176.75 | M | 1720 | Disposed | 2026-03-01 | Common Stock (1720.0) | Direct |
| 2022-08-30 | Employee Stock Option (Right to Buy) | $300.33 | M | 2341 | Disposed | 2027-03-02 | Common Stock (2341.0) | Direct |
| 2022-08-30 | Employee Stock Option (Right to Buy) | $75.57 | M | 23871 | Disposed | 2023-03-01 | Common Stock (23871.0) | Direct |
| 2022-08-30 | Employee Stock Option (Right to Buy) | $176.75 | M | 11024 | Disposed | 2026-03-01 | Common Stock (11024.0) | Direct |
Footnotes
F1: The amount reported includes shares subject to unvested restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.13 to $435.97, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.15 to $436.99, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.00 to $437.99, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.01 to $438.97, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.985, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.01 to $440.98, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.00 to $441.89, inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.03 to $442.82, inclusive.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.03 to $443.17, inclusive.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.13 to $435.99, inclusive.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.16 to $436.98, inclusive.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.01 to $437.89, inclusive.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.01 to $438.86, inclusive.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.83, inclusive.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.07 to $440.97, inclusive.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.03 to $441.885, inclusive.
F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.02 to $442.82, inclusive.
F19: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
F20: The stock options became exercisable in three equal installments on 03/01/2018, 03/01/2019, and 03/01/2020.
F21: The stock options will become exercisable in three equal installments on 03/01/2019, 03/01/2020, and 03/01/2021.
F22: The stock options will become exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022.
F23: The stock options will become exercisable in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023.
F24: The stock options became exercisable in three equal installments on 03/01/2017, 03/01/2018, and 03/01/2019.