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LAM RESEARCH CORP Director's Dealing 2020

Mar 3, 2020

29803_dirs_2020-03-03_a45333d6-40b6-4173-a92c-bbc25adb1e34.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-03-02

Reporting Person: Hahn Ava (Chief Legal Officer & SVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-02 Common Stock A 3515 Acquired 3515 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-02 Market-based Performance Restricted Stock Unit $0.0 A 4393 Acquired Common Stock (4393.0) Direct
2020-03-02 Employee Stock Option (Right to Buy) $300.33 A 3512 Acquired 2027-03-02 Common Stock (3512.0) Direct

Footnotes

F1: The Restricted Stock Units will vest in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023.

F2: Amount reported includes shares subject to unvested Restricted Stock Units.

F3: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 03/02/2023. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/03/2020 through 02/02/2023.

F4: The stock option becomes exercisable in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023.