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LAM RESEARCH CORP — Director's Dealing 2020
Apr 29, 2020
29803_dirs_2020-04-29_3c6cee38-5c76-43f1-8eae-f0ebf970f1b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-04-27
Reporting Person: ARCHER TIMOTHY (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-27 | Common Stock | S | 5762 | $270 | Disposed | 97056 | Direct |
| 2020-04-27 | Common Stock | M | 23148 | $75.57 | Acquired | 120204 | Direct |
| 2020-04-27 | Common Stock | S | 23148 | $270 | Disposed | 97056 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-27 | Employee Stock Option (Right to Buy) | $75.57 | M | 23148 | Disposed | 2023-03-01 | Common Stock (23148.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4642.137 | Indirect |
| Common Stock | 548.293 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2019.
F2: Amount reported includes shares subject to unvested Restricted Stock Units.
F3: The stock options became exercisable in three equal installments on March 1 of 2017, 2018, and 2019.
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